
At the beginning of The Matrix, a black-clad computer hacker
known as Neo falls asleep in front of his computer. A mysterious message
appears on the screen: "Wake up, Neo."1
This succinct phrase encapsulates the plot of the film, as Neo struggles
with the problem of being imprisoned in a "material" world that is
actually a computer simulation program created in the distant future by
Artificial Intelligence (AI) as a means of enslaving humanity, by
perpetuating ignorance in the form of an illusory perception called "the
Matrix." In part, the film crafts its ultimate view of reality by
alluding to numerous religious traditions that advance the idea that the
fundamental problem which humanity faces is ignorance and the solution
is knowledge or awakening. Two religious traditions on which the film
draws heavily are Gnostic Christianity and Buddhism.2
Although these traditions differ in important ways, they agree in
maintaining that the problem of ignorance can be solved through an
individual's reorientation of perspective concerning the material realm.3
Gnostic Christianity and Buddhism also both envision a guide who helps
those still trapped in the limiting world of illusion, a Gnostic
redeemer figure or a bodhisattva, who willingly enters that world in
order to share liberating knowledge, facilitating escape for anyone able
to understand. In the film, this figure is Neo, whose name is also an
anagram for the "One."
Although as a "modern myth"4
the film purposefully draws on numerous traditions,5
we propose that an examination of Gnostic Christianity and Buddhism well
illuminates the overarching paradigm of The Matrix, namely, the
problem of sleeping in ignorance in a dreamworld, solved by waking to
knowledge or enlightenment. By drawing syncretistically on these two
ancient traditions and fusing them with a technological vision of the
future, the film constructs a new teaching that challenges its audience
to question "reality."
I. Christian Elements in
The Matrix
The majority of the film's audience
probably easily recognizes the presence of some Christian elements, such
as the name Trinity6
or Neo's death and Christ-like resurrection and ascension near the end
of the film. In fact, Christian and biblical allusions abound,
particularly with respect to nomenclature:7
Apoc (Apocalypse), Neo's given name of Mr. Ander/son (from the Greek
andras for man, thus producing "Son of Man"), the ship named the
Nebuchadnezzar (the Babylonian king who, in the Book of Daniel, has
puzzling symbolic dreams that must be interpreted),8
and the last remaining human city, Zion, synonymous in Judaism and
Christianity with (the heavenly) Jerusalem.9
Neo is overtly constructed as a Jesus figure: he is "the One" who was
prophesied to return again to the Matrix, who has the power the change
the Matrix from within (i.e., to work miracles), who battles the
representatives of evil and who is killed but comes to life again.
This construction of Neo as Jesus is reinforced in numerous ways. Within
minutes of the commencement of the movie, another hacker says to Neo,
"You're my savior, man, my own personal Jesus Christ."10
This identification is also suggested by the Nebuchadnezzar's crew, who
nervously wonder if he is "the One" who was foretold, and who repeatedly
swear in Neo's presence by saying "Jesus" or "Jesus Christ."11
In still another example, Neo enters the Nebuchadnezzar for the first
time and the camera pans across the interior of the ship, resting on the
make: "Mark III no. 11." This seems to be another messianic reference,
since the Gospel of Mark 3:11 reads: "Whenever the unclean spirits saw
him, they fell down before him and shouted, ' You are the Son of God!'"
II. Gnosticism in The
Matrix
Although the presence of individual
Christian elements within the film is clear, the overall system of
Christianity that is presented is not the traditional, orthodox one.
Rather, the Christian elements of the film make the most sense when
viewed within a context of Gnostic Christianity.12
Gnosticism was a religious system that flourished for centuries at the
beginning of the Common Era, and in many regions of the ancient
Mediterranean world it competed strongly with "orthodox" Christianity,
while in other areas it represented the only interpretation of
Christianity that was known.13
The Gnostics possessed their own Scriptures, accessible to us in the
form of the Nag Hammadi Library, from which a general sketch of Gnostic
beliefs may be drawn.14
Although Gnostic Christianity comprises many varieties, Gnosticism as a
whole seems to have embraced an orienting cosmogonic myth that explains
the true nature of the universe and humankind's proper place in it.15
A brief retelling of this myth illuminates numerous parallels with The
Matrix.
In the Gnostic myth, the supreme god is completely perfect and therefore
alien and mysterious, "ineffable," "unnamable," "immeasurable light
which is pure, holy and immaculate" (Apocryphon of John). In addition to
this god there are other, lesser divine beings in the pleroma (akin to
heaven, a division of the universe that is not Earth), who possess some
metaphorical gender of male or female.16
Pairs of these beings are able to produce offspring that are themselves
divine emanations, perfect in their own ways.17
A problem arises when one "aeon" or being named Sophia (Greek for
wisdom), a female, decides "to bring forth a likeness out of herself
without the consent of the Spirit," that is, to produce an offspring
without her consort (Apocry. of John). The ancient view was that females
contribute the matter in reproduction, and males the form; thus,
Sophia's action produces an offspring that is imperfect or even
malformed, and she casts it away from the other divine beings in the
pleroma into a separate region of the cosmos. This malformed, ignorant
deity, sometimes named Yaldaboath, mistakenly believes himself to be the
only god.
Gnostics identify Yaldabaoth as the Creator God of the Old Testament,
who himself decides to create archons (angels), the material world
(Earth) and human beings. Although traditions vary, Yaldabaoth is
usually tricked into breathing the divine spark or spirit of his mother
Sophia that formerly resided in him into the human being (especially
Apocry. of John; echoes of Genesis 2-3). Therein lies the human dilemma.
We are pearls in the mud, a divine spirit (good) trapped in a material
body (bad) and a material realm (bad). Heaven is our true home, but we
are in exile from the pleroma.
Luckily for the Gnostic, salvation is available in the form of gnosis or
knowledge imparted by a Gnostic redeemer, who is Christ, a figure sent
from the higher God to free humankind from the Creator God Yaldabaoth.
The gnosis involves an understanding of our true nature and origin, the
metaphysical reality hitherto unknown to us, resulting in the Gnostic's
escape (at death) from the enslaving material prison of the world and
the body, into the upper regions of spirit. However, in order to make
this ascent, the Gnostic must pass by the archons, who are jealous of
his/her luminousity, spirit or intelligence, and who thus try to hinder
the Gnostic's upward journey.
To a significant degree, the basic Gnostic myth parallels the plot of
The Matrix, with respect to both the problem that humans face as
well as the solution. Like Sophia, we conceived an offspring out of our
own pride, as Morpheus explains: "Early in the 21st century, all of
mankind was united in celebration. We marveled at our own magnificence
as we gave birth to AI."18
This offspring of ours, however, like Yaldabaoth is malformed (matter
without spirit?). Morpheus describes AI as "a singular consciousness
that spawned an entire race of machines," a fitting parallel for the
Gnostic Creator God of the archons (angels) and the illusory material
world. AI creates the Matrix, a computer simulation that is "a prison
for your mind." Thus, Yaldabaoth/ AI traps humankind in a material
prison that does not represent ultimate reality, as Morpheus explains to
Neo: "As long as the Matrix exists, the human race will never be free."
The film also echoes the metaphorical language employed by Gnostics. The
Nag Hammadi texts describe the fundamental human problem in metaphorical
terms of blindness, sleep, ignorance, dreams and darkness / night, while
the solution is stated in terms of seeing, waking, knowledge (gnosis),
waking from dreams and light / day.19
Similarly, in the film Morpheus, whose name is taken from the Greek god
of sleep and dreams, reveals to Neo that the Matrix is "a computer
generated dreamworld." When Neo is unplugged and awakens for the first
time on the Nebuchadnezzar in a brightly lit white space (a cinematic
code for heaven), his eyes hurt, as Morpheus explains, because he has
never used them. Everything Neo has "seen" up to that point was seen
with the mind's eye, as in a dream, created through software simulation.
Like an ancient Gnostic, Morpheus explains that the blows he deals Neo
in the martial arts training program have nothing to do with his body or
speed or strength, which are illusory. Rather, they depend only on his
mind, which is real.
The parallels between Neo and Christ sketched earlier are further
illuminated by a Gnostic context, since Neo is "saved" through gnosis or
secret knowledge, which he passes on to others. Neo learns about the
true structure of reality and about his own true identity, which allows
him to break the rules of the material world he now perceives to be an
illusion. That is, he learns that "the mind makes it [the Matrix, the
material world] real," but it is not ultimately real. In the final scene
of the film, it is this gnosis that Neo passes on to others in order to
free them from the prison of their minds, the Matrix. He functions as a
Gnostic Redeemer, a figure from another realm who enters the material
world in order to impart saving knowledge about humankind's true
identity and the true structure of reality, thereby setting free anyone
able to understand the message.
In fact, Neo's given name is not only Mr. Anderson / the Son of Man, it
is Thomas Anderson, which reverberates with the most famous Gnostic
gospel, the Gospel of Thomas. Also, before he is actualized as Neo (the
one who will initiate something "New," since he is indeed "the One"), he
is doubting Thomas, who does not believe in his role as the redeemer
figure.20 In
fact, the name Thomas means "the Twin," and in ancient Christian legend
he is Jesus' twin brother. In a sense, the role played by Keanu Reeves
has a twin character, since he is constructed as both a doubting Thomas
and as a Gnostic Christ figure.21
Not only does Neo learn and pass on secret knowledge that saves, in good
Gnostic fashion, but the way in which he learns also evokes some
elements of Gnosticism. Imbued with images from eastern traditions, the
training programs teach Neo the concept of "stillness," of freeing the
mind and overcoming fear, cinematically captured in "Bullet Time"
(digitally mastered montages of freeze frames / slow motion frames using
multiple cameras).22
Interestingly enough, this concept of "stillness" is also present in
Gnosticism, in that the higher aeons are equated with "stillness" and
"rest" and can only be apprehended in such a centered and meditative
manner, as is apparent in these instructions to a certain Allogenes:
"And although it is impossible for you to stand, fear nothing; but if
you wish to stand, withdraw to the Existence, and you will find it
standing and at rest after the likeness of the One who is truly at
rest...And when you becomes perfect in that place, still yourself... " (Allogenes)
The Gnostic then reveals, "There was within me a stillness of silence,
and I heard the Blessedness whereby I knew my proper self" (Allogenes).23
When Neo realizes the full extent of his "saving gnosis," that the
Matrix is only a dreamworld, a reflective Keanu Reeves silently and
calmly contemplates the bullets that he has stopped in mid-air, filmed
in "Bullet Time."
Yet another parallel with Gnosticism occurs in the portrayal of the
Agents such as Agent Smith, and their opposition to the equivalent of
the Gnostics - that is, Neo and anyone else attempting to leave the
Matrix. AI created these artificial programs to be "the gatekeepers -
they are guarding all the doors, they are holding all the keys." These
Agents are akin to the jealous archons created by Yaldabaoth who block
the ascent of the Gnostic as he/she tries to leave the material realm
and guard the gates of the successive levels of heaven (e.g., Apocalypse
of Paul).24
However, as Morpheus predicts, Neo is eventually able to defeat the
Agents because while they must adhere to the rules of the Matrix, his
human mind allows him to bend or break these rules.25
Mind, though, is not equated in the film merely with rational
intelligence, otherwise Artificial Intelligence would win every time.
Rather, the concept of "mind" in the film appears to point to a uniquely
human capacity for imagination, for intuition, or, as the phrase goes,
for "thinking outside the box." Both the film and the Gnostics assert
that the "divine spark" within humans allows a perception of gnosis
greater than that achievable by even the chief archon / agent of
Yaldabaoth:
And the power of the mother [Sophia, in our analogy, humankind] went
out of Yaldabaoth [AI] into the natural body which they had fashioned
[the humans grown on farms by AI]... And in that moment the rest of
the powers [archons / Agents ] became jealous, because he had come
into being through all of them and they had given their power to the
man, and his intelligence ["mind"] was greater than that of those who
had made him, and greater than that of the chief archon [Agent
Smith?]. And when they recognized that he was luminous, and that he
could think better than they... they took him and threw him into the
lowest region of all matter [simulated by the Matrix]. (Apocry. of
John 19-20)
It is striking that Neo overcomes Agent Smith in
the final showdown of the film precisely by realizing fully the illusion
of the Matrix, something the Agent apparently cannot do, since Neo is
subsequently able to break rules that the Agent cannot. His final defeat
of Smith entails entering Smith's body and splitting him in pieces by
means of pure luminosity, portrayed through special effects as light
shattering Smith from the inside out.
Overall, then, the system portrayed in
The Matrix parallels
Gnostic Christianity in numerous respects, especially the delineation of
humanity's fundamental problem of existing in a dreamworld that
simulates reality and the solution of waking up from illusion. The
central mythic figures of Sophia, Yaldabaoth, the archons and the
Gnostic Christ redeemer also each find parallels with key figures in the
film and function in similar ways. The language of Gnosticism and the
film are even similar: dreaming vs. waking; blindness vs. seeing;26
light vs. dark.27
However, given that Gnosticism presumes an entire unseen realm of divine
beings, where is God in the film? In other words, when Neo becomes sheer
light, is this a symbol for divinity, or for human potential? The
question becomes even more pertinent with the identification of
humankind with Sophia - a divine being in Gnosticism. On one level,
there appears to be no God in the film. Although there are apocalyptic
motifs, Conrad Ostwalt rightly argues that unlike conventional Christian
apocalypses, in The Matrix both the catastrophe and its solution
are of human making - that is, the divine is not apparent.28
However, on another level, the film does open up the possibility of a
God through the figure of the Oracle, who dwells inside the Matrix and
yet has access to information about the future that even those free from
the Matrix do not possess. This suggestion is even stronger in the
original screenplay, in which the Oracle's apartment is the Holy of
Holies nested within the "Temple of Zion."29
Divinity may also play a role in Neo's past incarnation and his coming
again as the One. If, however, there is some implied divinity in the
film,30 it remains
transcendent, like the divinity of the ineffable, invisible supreme god
in Gnosticism, except where it is immanent in the form of the divine
spark active in humans.31
III. Buddhism in The Matrix
When asked by a fan if Buddhist
ideas influenced them in the production of the movie, the Wachowski
brothers offered an unqualified "Yes."32
Indeed, Buddhist ideas pervade the film and appear in close proximity
with the equally strong Christian imagery. Almost immediately after Neo
is identified as "my own personal Jesus Christ," this appellation is
given a distinctively Buddhist twist. The same hacker says: "This never
happened. You don’t exist." From the stupa-like33
pods which encase humans in the horrific mechanistic fields to Cypher’s
selfish desire for the sensations and pleasures of the Matrix, Buddhist
teachings form a foundation for much of the film’s plot and imagery.34
The Problem of Samsara. Even the title of the film evokes the
Buddhist worldview. The Matrix is described by Morpheus as "a prison for
your mind." It is a dependent "construct" made up of the interlocking
digital projections of billions of human beings who are unaware of the
illusory nature of the reality in which they live and are completely
dependent on the hardware attached to their real bodies and the
elaborate software programs created by AI This "construct" resembles the
Buddhist idea of samsara, which teaches that the world in which we live
our daily lives is constructed only from the sensory projections
formulated from our own desires. When Morpheus takes Neo into the
"construct" to teach him about the Matrix, Neo learns that the way in
which he had perceived himself in the Matrix was nothing more than "the
mental projection of your digital self." The "real" world, which we
associate with what we feel, smell, taste, and see, "is simply
electrical signals interpreted by your brain." The world, Morpheus
explains, exists "now only as part of a neural interactive simulation
that we call the Matrix." In Buddhist terms, we could say that "because
it is empty of self or of what belongs to self, it is therefore said:
‘The world is empty.’ And what is empty of self and what belongs to
self? The eye, material shapes, visual consciousness, impression on the
eye -- all these are empty of self and of what belongs to self."35
According to Buddhism and according to The Matrix, the conviction
of reality based upon sensory experience, ignorance, and desire keeps
humans locked in illusion until they are able to recognize the false
nature of reality and relinquish their mistaken sense of identity.
Drawing upon the Buddhist doctrine of Dependent Co-Origination, the film
presents reality within the Matrix as a conglomerate of the illusions of
all humans caught within its snare. Similarly, Buddhism teaches that the
suffering of human beings is dependent upon a cycle of ignorance and
desire which locks humans into a repetitive cycle of birth, death, and
rebirth. The principle is stated in a short formula in the
Samyutta-nikaya:
If this is that comes to be; from the arising of this that arises; if this is not that does not come to be; from the stopping of this that is stopped. 36
The idea of Dependent Co-Origination is
illustrated in the context of the film through the illusion of the
Matrix. The viability of the Matrix’s illusion depends upon the belief
by those enmeshed in it that the Matrix itself is reality. AI’s software
program is, in and of itself, no illusion at all. Only when humans
interact with its programs do they become enmeshed in a
corporately-created illusion, the Matrix, or samsara, which reinforces
itself through the interactions of those beings involved within it. Thus
the Matrix’s reality only exists when actual human minds subjectively
experience its programs.37
The problem, then, can be seen in Buddhist terms. Humans are trapped in
a cycle of illusion, and their ignorance of this cycle keeps them locked
in it, fully dependent upon their own interactions with the program and
the illusions of sensory experience which these provide, and the sensory
projections of others. These projections are strengthened by humans’
enormous desire to believe that what they perceive to be real is in fact
real. This desire is so strong that it overcomes Cypher, who can no
longer tolerate the "desert of the real" and asks to be reinserted into
the Matrix. As he sits with Agent Smith in an upscale restaurant smoking
a cigar with a large glass of brandy, Cypher explains his motives:
"You know, I know this steak doesn’t exist. I know that when I put it
in my mouth, the Matrix is telling my brain that it is juicy and
delicious. After nine years, you know what I realize? Ignorance is
bliss." 38
Cypher knows that the Matrix is not real and
that any pleasures he experiences there are illusory. Yet for him, the
"ignorance" of samsara is preferable to enlightenment. Denying the
reality that he now experiences beyond the Matrix, he uses the double
negative: "I don’t want to remember nothing. Nothing. And I want to be
rich. Someone important. Like an actor." Not only does Cypher want to
forget the "nothing" of true reality, but he also wants to be an
"actor," to add another level of illusion to the illusion of the Matrix
that he is choosing to re-enter.39
The draw of samsara is so strong that not only does Cypher give in to
his cravings, but Mouse also may be said to have been overwhelmed by the
lures of samsara, since his death is at least in part due to
distractions brought on by his sexual fantasies about the "woman in the
red dress" which occupy him when he is supposed to be standing alert.
Whereas Cypher and Mouse represent what happens when one gives in to
samsara, the rest of the crew epitomize the restraint and composure
praised by the Buddha. The scene shifts abruptly from the restaurant to
the mess hall of the Nebuchadnezzar, where instead of being offered
brandy, cigars and steak, Neo is given the "bowl of snot" which is to be
his regular meal from that point forward. In contrast to the pleasures
which for Cypher can only be fulfilled in the Matrix, Neo and the crew
must be content with the "single-celled protein combined with synthetic
aminos, vitamins, and minerals" which Dozer claims is "everything the
body needs." Clad in threadbare clothes, subsisting on gruel, and
sleeping in bare cells, the crew is depicted enacting the Middle Way
taught by the Buddha, allowing neither absolute asceticism nor
indulgence to distract them from their work.40
The Solution of Knowledge/Enlightenment. This duality between the
Matrix and the reality beyond it sets up the ultimate goal of the
rebels, which is to free all minds from the Matrix and allow humans to
live out their lives in the real world beyond. In making this point, the
film-makers draw on both Theravada and Mahayana Buddhist ideas.41
Alluding to the Theravada ideal of the arhat, the film suggests that
enlightenment is achieved through individual effort.42
As his initial guide, Morpheus makes it clear that Neo cannot depend
upon him for enlightenment. Morpheus explains, "No one can be told what
the Matrix is. You have to see it for yourself." Morpheus tells Neo he
must make the final shift in perception entirely on his own. He says:
"I’m trying to free your mind, Neo. But I can only show you the door.
You’re the one that has to walk through it." For Theravada Buddhists,
"man’s emancipation depends on his own realization of the Truth, and not
on the benevolent grace of a god or any external power as a reward for
his obedient good behavior."43
The Dhammapada urges the one seeking enlightenment to "Free thyself from
the past, free thyself from the future, free thyself from the present.
Crossing to the farther shore of existence, with mind released
everywhere, no more shalt thou come to birth and decay."44
As Morpheus says to Neo, "There’s a difference between knowing the path
and walking the path." And as the Buddha taught his followers, "You
yourselves should make the effort; the Awakened Ones are only teachers."45
As one already on the path to enlightenment, Morpheus is only a guide;
ultimately Neo must recognize the truth for himself.
Yet The Matrix also embraces ideas found in Mahayana Buddhism,
especially in its particular concern for liberation for all people
through the guidance of those who remain in samsara and postpone their
own final enlightenment in order to help others as bodhisattvas.46
The crew members of the Nebuchadnezzar epitomize this compassion. Rather
than remain outside of the Matrix where they are safer, they choose to
re-enter it repeatedly as ambassadors of knowledge with the ultimate
goal of freeing the minds and eventually also the bodies of those who
are trapped within the Matrix’s digital web. The film attempts to blend
the Theravada ideal of the arhat with the Mahayana ideal of the
bodhisattva, presenting the crew as concerned for those still stuck in
the Matrix and willing to re-enter the Matrix to help them, while
simultaneously arguing that final realization is an individual process.
Neo as the Buddha. Although the entire crew embodies the ideals
of the bodhisattva, the filmmakers set Neo apart as unique, suggesting
that while the crew may be looked at as arhats and bodhisattvas, Neo can
be seen as a Buddha. Neo’s identity as the Buddha is reinforced not only
through the anagram of his name but also through the myth that surrounds
him. The Oracle has foretold the return of one who has the ability to
manipulate the Matrix. As Morpheus explains, the return of this man
"would hail the destruction of the Matrix, end the war, bring freedom to
our people. That is why there are those of us who have spent our entire
lives searching the Matrix, looking for him." Neo, Morpheus believes, is
a reincarnation of that man and like the Buddha, he will be endowed with
extraordinary powers to aid in the enlightenment of all humanity.
The idea that Neo can be seen as a reincarnation of the Buddha is
reinforced by the prevalence of birth imagery in the film directly
related to him. At least four incarnations are perceptible in the film.
The first birth took place in the pre-history of the film, in the life
and death of the first enlightened one who was able to control the
Matrix from within. The second consists of Neo’s life as Thomas
Anderson. The third begins when Neo emerges, gasping, from the gel of
the eerily stupa-like pod in which he has been encased, and is unplugged
and dropped through a large black tube which can easily be seen as a
birth canal.47 He
emerges at the bottom bald, naked, and confused, with eyes that Morpheus
tells him have "never been used" before. Having "died" to the world of
the Matrix, Neo has been "reborn" into the world beyond it. Neo’s fourth
life begins after he dies and is "reborn" again in the closing scenes of
the film, as Trinity resuscitates him with a kiss.48
At this point, Neo perceives not only the limitations of the Matrix, but
also the limitations of the world of the Nebuchadnezzar, since he
overcomes death in both realms. Like the Buddha, his enlightenment
grants him omniscience and he is no longer under the power of the
Matrix, nor is he subject to birth, death, and rebirth within AI’s
mechanical construct.49
Neo, like the Buddha, seeks to be free from the Matrix and to teach
others how to free themselves from it as well, and any use of superhuman
powers are engaged to that end. As the only human being since the first
enlightened one who is able to freely manipulate the software of the
Matrix from within its confines, Neo represents the actualization of the
Buddha-nature, one who can not only recognize the "origin of pain in the
world of living beings," but who can also envision "the stopping of the
pain," enacting "that course which leads to its stopping."50
In this sense, he is more than his bodhisattva companions, and offers
the hope of awakening and freedom for all humans from the ignorance that
binds them.
The Problem of Nirvana. But what happens when the Matrix’s
version of reality is dissolved? Buddhism teaches that when samsara is
transcended, nirvana is attained. The notion of self is completely lost,
so that conditional reality fades away, and what remains, if anything,
defies the ability of language to describe. In his re-entry into the
Matrix, however, Neo retains the "residual self-image" and the "mental
projection of [a] digital self." Upon "enlightenment," he finds himself
not in nirvana, or no-where, but in a different place with an intact, if
somewhat confused, sense of self which strongly resembles his "self"
within the Matrix. Trinity may be right that the Matrix "cannot tell you
who you are," but who you are seems to be at least in some sense related
to who you think you are in the Matrix. In other words, there is enough
continuity in self-identity between the world of the Matrix and "the
desert of the real" that it seems probable that the authors are implying
that full "enlightenment" has not yet been reached and must lie beyond
the reality of the Nebuchadnezzar and the world it inhabits. If the
Buddhist paradigm is followed to its logical conclusions, then we have
to expect at least one more layer of "reality" beyond the world of the
crew, since even freed from the Matrix they are still subject to
suffering and death and still exhibit individual egos.
This idea is reinforced by what may be the most problematic alteration
which The Matrix makes to traditional Buddhist teachings. The
Buddhist doctrine of ahimsa, or non-injury to all living beings, is
overtly contradicted in the film.51
It appears as if the filmmakers deliberately chose to link violence with
salvific knowledge, since there seems to be no way that the crew could
succeed without the help of weaponry. When Tank asks Neo and Trinity
what they need for their rescue of Morpheus "besides a miracle," their
reply is instantaneous: "Guns -- lots of guns." The writers could easily
have presented the "deaths" of the Agents as nothing more than the
ending of that particular part of the software program. Instead, the
Wachowski brothers have purposefully chosen to portray humans as
innocent victims of the violent deaths of the Agents.52
This outright violation of ahimsa stands at direct odds with the
Buddhist ideal of compassion.
But why link knowledge so directly with violence? The filmmakers portray
violence as redemptive,53
and as absolutely essential to the success of the rebels. The Matrix
steers sharply away at this point from the shared paradigms of Buddhism
and Gnostic Christianity. The "reality" of the Matrix which requires
that some humans must die as victims of salvific violence is not the
ultimate reality to which Buddhism or Gnostic Christianity points.
Neither the "stillness" of the pleroma nor the unchanging
"nothingness" of nirvana are characterized by the dependence on
technology and the use of force which so characterizes both of the
worlds of the rebels in The Matrix.
The film’s explicit association of knowledge with violence strongly
implies that Neo and his comrades have not yet realized the ultimate
reality. According to the worldviews of both Gnostic Christianity and
Buddhism that the film evokes, the realization of ultimate reality
involves a complete freedom from the material realm and offers peace of
mind. The Wachowskis themselves acknowledge that it is "ironic that
Morpheus and his crew are completely dependent upon technology and
computers, the very evils against which they are fighting."54
Indeed, the film’s very existence depends upon both technology’s
capabilities and Hollywood’s hunger for violence. Negating itself, The Matrix teaches that
nirvana is still beyond our reach.
IV. Concluding Remarks
Whether we view the film from a Gnostic
Christian or Buddhist perspective, the overwhelming message seems to be,
"Wake up!" The point is made explicit in the final song of the film,
Wake Up!, by, appropriately, Rage Against the Machine. Gnosticism,
Buddhism and the film all agree that ignorance enslaves us in an
illusory material world and that liberation comes through enlightenment
with the aid of a teacher or guide figure. However, when we ask the
question, "To what do we awaken?", the film appears to diverge sharply
from Gnosticism and Buddhism. Both of these traditions maintain that
when humans awaken, they leave behind the material world. The Gnostic
ascends at death to the pleroma, the divine plane of spiritual,
non-material existence, and the enlightened one in Buddhism achieves nirvana, a state which cannot be described in language, but which is
utterly non-material. By contrast, the "desert of the real," is a wholly
material, technological world, in which robots grow humans for energy,
Neo can learn martial arts in seconds through a socket inserted into the
back of his brain, and technology battles technology (Nebuchadnezzar vs.
AI, electromagnetic pulse vs. Sentinels). Moreover, the battle against
the Matrix is itself made possible through technology - cell phones,
computers, software training programs. "Waking up" in the film is
leaving behind the Matrix and awakening to a dismal cyber-world, which
is the real material world.
Or perhaps not. There are several cinematic clues in the scene of the
construct loading program (represented by white space) that suggest that
the "desert of the real" Morpheus shows Neo may not be the ultimate
reality. After all, Morpheus, whose name is taken from the god of
dreams, shows the "real" world to Neo, who never directly views the
surface world himself. Rather, he sees it on a television bearing the
logo "Deep Image." Throughout the film, reflections in mirrors and
Morpheus's glasses, as well as images on television monitors point the
viewer toward consideration of multiple levels of illusion.55
As the camera zooms in to the picture on this particular television and
the viewer "enters" the image, it "morphs" the way the surveillance
screens do early in the film, indicating its unreality. In addition, the
entire episode takes place while they stand in a construct loading
program in which Neo is warned not to be tricked by appearances.
Although sense perception is clearly not a reliable source for
establishing reality, Morpheus himself admits that, "For a long time I
wouldn't believe it, and then I saw the fields [of humans grown for
energy] with my own eyes... And standing there, I came to realize the
obviousness of the truth." We will have to await the sequels to find out
whether "the desert of the real" is itself real.56
Even if the film series does not ultimately establish a complete
rejection of the material realm, The Matrix as it stands still
asserts the superiority of the human capacity for imagination and
realization over the limited "intelligence" of technology. Whether
stated in terms of matter/ spirit, body/ mind, hardware/ software or
illusion/ truth, the ultimate message of The Matrix seems to be
that there may be levels of metaphysical reality beyond what we can
ordinarily perceive, and the film urges us to open ourselves to the
possibility of awakening to them.
Frances Flannery-Dailey & Rachel Wagner
[Note: This essay originally appeared in
The Journal of
Religion and FIlm]
Endnotes
1. All unidentified quotes are
from The Matrix (Warner Bros. release, 1999).
2. In an online chat with viewers of the DVD, the
Wachowskis acknowledged that the Buddhist references in the film are
purposeful. However, when asked "Have you ever been told that the Matrix
has Gnostic overtones?", they gave a tantalizingly ambiguous reply: "Do
you consider that to be a good thing?" From the Nov. 6, 1999 "Matrix
Virtual Theatre," at
"Wachowski chat"
3. Elaine Pagels notes that the similarities
between Gnosticism and Buddhism have prompted some scholars to question
their interdependence and to wonder whether "...if the names were changed,
the 'living Buddha' appropriately could say what the Gospel of Thomas
attributes to the living Jesus." Although intriguing, she rightly
maintains that the evidence is inconclusive, since parallel traditions may
emerge in different cultures without direct influence. Elaine Pagels, The Gnostic Gospels, (New York: Random House, 1979, repr. 1989),
xx-xxi
4. James Ford recently explored other Buddhist
elements in The Matrix, which he rightly calls a "modern myth," in
his article "Buddhism, Christianity and The Matrix: The Dialectic
of Myth-Making in Contemporary Cinema," for the Journal of Religion and
Film, vol.4 no. 2. See also Conrad Ostwalt's focus on apocalyptic
elements of the film in "Armageddon at the Millennial Dawn," JRF
vol. 4, no. 1
5. A viewer asked the Wachowski brothers, "Your
movie has many and varied connections to myths and philosophies,
Judeo-Christian, Egyptian, Arthurian, and Platonic, just to name those
I've noticed. How much of that was intentional?" They replied, "All of it"
(Wachowski chat).
6. Feminists critics can rejoice when Trinity first
reveals her name to Neo, as he pointedly responds, "The Trinity?... Jesus,
I thought you were a man." Her quick reply: "Most men do."
7. The Wachowski brothers indicate that the names
were "all chosen carefully, and all of them have multiple meanings," and
also note this applies to the numbers as well (Wachowski chat).
8. In a recent interview in Time, the
Wachowskis refer to Nebuchadnezzar in this Danielic context,
(www.time.com/time/magazine/article/0,9171,22971,00.html , "Popular
Metaphysics," by Richard Corliss, Time, April 19, 1999 Vol. 153, no. 15).
Nebuchadnezzar is also the Babylonian king who destroyed the Jerusalem
Temple in 586 B.C.E., and who exiled the elite of Judean society to
Babylon. Did the Wachowski brothers also intend the reference to point to
the crew's "exile" from Zion or from the surface world?
9. The film also suggests Zion is heaven, such as
when Tank says, "If the war was over tomorrow, Zion is where the party
would be," evoking the traditional Christian schema of an apocalypse
followed by life in heaven or paradise. Ironically, the film locates Zion
"underground, near the Earth's core, where it is still warm," which would
seem to be a cinematic code for hell. Is this a clue that Zion is not the
"heaven" we are led to believe it is?
10. Neo's apartment number is 101, symbolizing both
computer code (written in 1s and 0s) and his role as "the One." Near the
end of the film, 303 is the number of the apartment that he enters and
exits in his death / resurrection scene, evoking the Trinity. This in turn
raises questions about the character of Trinity's relationship to Neo in
terms of her cinematic construction as divinity.
11. The traitor Cypher, who represents Judas
Iscariot, among other figures, ironically says to Neo, "Man, you scared
the B'Jesus outta me."
12. We would like to thank Donna Bowman, with
whom we initially explored the Gnostic elements of The Matrix
during a public lecture on film at Hendrix College in 2000.
13. Gnosticism may have had its origins in
Judaism, despite its denigration of the Israelite God, but the issue is
complex and still debated within scholarly circles. It is clear, however,
that Gnostic Christianity flourished from at least the 2nd - 5th c. C.E.,
with its own scriptures, and most likely also its own distinctive rituals,
entrance requirements and a creation story. See Gershom Scholem, Jewish
Gnosticism, Merkabah Mysticism, and Talmudic Tradition (New York:
Jewish Theological Seminary of America, 1960), Elaine Pagels, The
Gnostic Gospels (New York: Vintage Books, 1979, repr. 1989), Bentley
Layton, The Gnostic Scriptures (New York: Doubleday, 1995), Kurt
Rudolph, Gnosis: The Nature and History of Gnosticism (San
Francisco: HarperSanFrancisco, 1987).
14. This corpus lay dormant for nearly 2000
years until its discovery in 1945 in Nag Hammadi, Egypt. The complete
collection of texts may be found in James M. Robinson, ed. The Nag
Hammadi Library, revised edition, (New York: HarperCollins, 1990;
reprint of original Brill edition, 1978). These documents are also
available on-line at The Nag Hammadi Library Section of
The
Gnostic Society Library.
15. Gnostic texts are cryptic, and no single
text clearly explains this myth from beginning to end. The literature
presupposes familiarity with the myth, which must be reconstructed by
modern readers. The version of the myth presented here relies on such
texts as Gospel of Truth, Apocryphon of John, On the Origin of the
World and Gospel of Thomas. See The Nag Hammadi Library,
pp. 38-51, 104-123, 124-138, 170-189.
16. Since the divine beings are composed only
of spiritual substances and not matter, there are no physical gender
differences among the beings.
17. Depending on the text, a plethora of
divine beings populate the pleroma, many with Jewish, Christian or
philosophical names, e.g. the Spirit, forethought, thought, foreknowledge,
indestructibility, truth, Christ, Autogenes, understanding, grace,
perception, Pigera-Adamas (Apocryphon of John).
18. Humanity's characterization also resonates
with the Tower of Babel story in Genesis 11:1-9; in both we admire the
work of our own hands.
19. The bulk of the following excerpt from the
Gnostic "Gospel of Truth" might just as well be taken from the scenes in
The Matrix in which Morpheus explains the nature of reality to Neo:
Thus they [humans] were ignorant of the Father, he being the one
whom they did not see... there were many illusions at
work... and (there were) empty fictions, as if they were sunk in sleep
and found themselves in disturbing dreams. Either (there is) a place
to which they are fleeing, or without strength they come (from) having
chased after others, or they are involved in striking blows, or they are
receiving blows themselves, or they have fallen from high places, or
they take off into the air though they do not even have wings. Again,
sometimes (it is as) if people were murdering them, though there is no one
even pursuing them, or they themselves are killing their neighbors...(but)
When those who are going through all these things wake up, they see
nothing, they who were in the midst of all these disturbances, for they
are nothing. Such is the way of those who have cast ignorance aside from
them like sleep, not esteeming it as anything, nor do they esteem its
works as solid things either, but they leave them behind like a dream
in the night... This is the way each one has acted, as though asleep
at the time when he was ignorant. And this is the way he has [come to
knowledge], as if he had awakened. (Gospel of Truth, 29-30)
20. This is perhaps most evident in the subway
fight between Neo and Agent Smith. At a point in the film when Morpheus
says of Neo, "He is just beginning to believe," Agent Smith calls him "Mr.
Anderson," and while fighting he replies, "My name is Neo." The Wachowskis
confirm this interpretation when they state "Neo is Thomas Anderson's
potential self" (Wachowski chat).
21. This twin tradition was especially
popular in Syrian Christianity. See also Pagels, p. xxi, where she wonders
if the tradition that Thomas, Jesus' twin, went to India points to any
historical connection between Buddhism and Hinduism on the one hand and
with Gnosticism on the other.
22. See the online chat with the special
effects creators in the "Matrix
Virtual Theater" from March 23, 2000.
23. Nag Hammadi Library, pp.
490-500. Compare the Gnostic idea of stillness with these Buddhist sayings
from the Dhammapada: "The bhikku [monk], who abides in
loving-kindness, who is delighted in the Teaching of the Buddha, attains
the State of Calm, the happiness of stilling the conditioned things" and
"Calm is the thought, calm the word and deed of him who, rightly knowing,
is wholly freed, perfectly peaceful and equipoised. " Quoted in Walpola
Sri Rahula, What the Buddha Taught (New York: Grove Weidenfeld,
1974) p.128, 136.
24. See Nag Hammadi Library, pp.
256-59. We are grateful to Brock Bakke for the initial equation of agents
with archons.
25. In Gnosticism "Mind" or the Greek "nous"
is a deity, such as in the text "Thunder, Perfect Mind," Nag Hammadi
Library, 295-303.
26. Note that as Morpheus and Neo enter the
elevator of the apartment building of the Oracle, images of "seeing"
symbolize prophecy and knowledge: a blind man (evoking blind prophets such
as Tiresias) sits in the lobby beneath some graffiti depicting a pair of
eyes. Interestingly, the Oracle - a sibyl / seer - wears glasses to look
at Neo's palm.
27. Note too the metonymic use of color to
convey this dualism: black and white clothing, floors, furniture, etc.
28. Ostwalt, "Armageddon" in JRF Vol. 4,
no. 1. The parallel with apocalypticism does not work quite as well as one
with Gnosticism because like Gnosticism, the film understands salvation to
be individual (rather than collective and occurring all at once), to be
attained through knowledge, and most importantly to entail leaving behind
the material Earth (that is, not resulting in a kingdom of God made
manifest on the Earth).
29. In its description in the original
screenplay, the Temple of Zion evokes both the Oracle of Delphi (three
legged stool, priestesses) and the Jerusalem Temple (polished marble,
empty throne which is the mercy seat or throne of the invisible God).
30. A viewer asked the Wachowski brothers, "What is
the role or {sic} faith in the movie? Faith in oneself first and foremost
– or in something else?" They answered, "Hmmmm...that is a tough question!
Faith in one's self, how's that for an answer?" This reply hardly settles
the issue (Wachowski chat).
31. Specifically, these humans are Neo (the Gnostic
Redeemer / Messiah) and Morpheus and Trinity, both of whom are named for
gods. As a godhead, this trio does not quite make sense in terms of
traditional Christianity. However, the trio is quite interesting in the
context of Gnosticism, which portrays God as Father, Mother and Son, a
trinity in which the Holy Spirit is identified as female, e.g. Apocryphon of John 2:9-14. For further reading on female divinities in
Gnosticism, see Pagels, pp. 48-69.
32. The brothers explain, "There's something
uniquely interesting about Buddhism and mathematics, particularly about
quantum physics, and where they meet. That has fascinated us for a long
time" (Wachowski chat). In the Time interview with Richard Corliss (see
note 8), Larry Wachowski adds that they became fascinated "by the idea
that math and theology are almost the same. They begin with a supposition
you can derive a whole host of laws or rules from. And when you take all
of them to the infinity point, you wind up at the same place: these
unanswerable mysteries really become about personal perception. Neo's
journey is affected by all these rules, all these people trying to tell
him what the truth is. He doesn't accept anything until he gets to his own
end point, his own rebirth." The film’s presentation of the Matrix as a
corporate network of human conceptions (or samsara) which are translated
into software codes that reinforce one another illustrates this close
relationship.
33. Stupa: a hemispherical or cylindrical mound or
tower serving as a Buddhist shrine.
34. Of course, the most transparent reference to
Buddhist ideas occurs in the waiting room at the Oracle’s apartment, where
Neo is introduced to the "Potentials." The screenplay describes the
waiting room as "at once like a Buddhist temple and a kindergarten class."
One of the children, clad in the garb of a Buddhist monk, explains to Neo
the nature of ultimate reality: "There is no spoon." One cannot help
wondering if this dictum only holds within the Matrix or if there is in
fact "no spoon" even in the real world beyond it.
35. Samyutta-nikaya IV, 54. In Edward Conze,
ed. Buddhist Texts Through the Ages (New York: Philosophical
Library, 1954), p. 91.
36. Samyutta-nikaya II, 64-65. Ibid.
37. The entire process depends upon human ignorance,
so that almost all who are born into the Matrix are doomed to be born, to
die, and to re-enter the cycle again. When asked about the film’s
depiction of the liquefaction of humans, the Wachowskis reply that this
black ooze is "what they feed the people in the pods, the dead people are
liquefied and fed to the living people in the pods." Tongue in Buddhist
cheek, the brothers explain this re-embodiment: "Always recycle! It's a
statement on recycling."(Wachowski Chat) Even in the "real world" beyond
the Matrix, the human plight is depicted as a relative and inter-dependent
cycle of birth, death, and "recycling."
38. (Ed. Note: This clip can be viewed
here. (Hit your back button to return to this essay.))
39. This dialogue also points to the "reality" (or
the "Matrix") which we ourselves inhabit. In our world, and in the world
of Joe Pantoliano, he is an actor. Therefore, the world of which both the
actor Joe Pantoliano and we are now a part may be seen as the "Matrix"
into which he has been successfully re-inserted, and thus the film itself
may be seen as a part of the software program of our own "Matrix." The
argument, of course, is seductively circular.
40. Take, for example, this quote from the
Sabbasava-sutta: "A bhikku [monk], considering wisely, lives with his
eyes restrained . . . Considering wisely, he lives with his ears
restrained . . . with his nose restrained . . . with his tongue . . . with
his body . . . with his mind restrained . . . a bhikku, considering
wisely, makes use of his robes -- only to keep off cold, to keep off heat
. . and to cover himself decently. Considering wisely, he makes use of
food – neither for pleasure nor for excess . . . but only to support and
sustain this body . . ." (Quoted in Rahula 103).
41. James Ford has argued that the film embodies in
particular the Yogacara school of Buddhism. Instead of pointing to that
which is absolutely different than the world as nirvana, Yogacarins
point to the world itself, and through the processes enacted in
meditation, come to the realization that "all things and thought are but
Mind-only. The basis of all our illusions consists in that we regard the
objectifications of our own mind as a world independent of that mind,
which is really its source and substance" (Edward Conze, Buddhism.
New York: Philosophical Library, 1959), p. 167. The Matrix exists only in
the minds of the human beings which inhabit it, so that in The Matrix,
as in Yogacara, "The external world is really Mind itself" (p. 168). Yet a
problem arises when one realizes that for the Yogacara school, the Mind is
the ultimate reality, and therefore samsara and nirvana
become identified. By contrast, the film insists on a distinction
between samsara (the Matrix) and nirvana (that which lies
beyond it). Because The Matrix maintains a duality between the
Matrix and the realm beyond it, Yogacara is of limited help in making
sense of the Buddhist elements in the film, nor is it helpful in
supporting the idea that beyond the Matrix and beyond the Nebuchadnezzar
there is an ultimate reality not yet realized by humans (see note 4).
42. According to Theravada teachings, arhat
("Worthy One") is a title applied to those who achieve enlightenment.
Because, according to Theravada beliefs, enlightenment can only be
achieved through individual effort, an arhat is of limited aid in
helping those not yet enlightened and so would not necessarily choose to
re-enter samsara to aid others still enmeshed within it.
43. Rahula, p. 2.
44. Quoted in Rahula, 135.
45. Quoted in Rahula, 133.
46. A bodhisattva is one who postpones final entry
into nirvana and willingly re-enters or remains in samsara
in order to guide others along the path to enlightenment. The Buddha’s
compassion serves as their primary model for Mahayana Buddhists, since
they point out that he too remained in samsara in order to help
others achieve enlightenment through his teachings and example.
47. The screenplay describes Neo as "floating in a
womb-red amnion" in the power plant.
48. In the screenplay, Trinity does not kiss him but
instead "pounds on his chest," precipitating his resuscitation. The
screenplay states directly: "It is a miracle." This fourth "life" can be
viewed as the one to which the Oracle refers in her predictions that Neo
was "waiting for something" and that he might be ready in his "next life,
maybe." This certainly appears to be the case, since Neo rises from the
dead and defeats the Agents.
49. These four "lives" suggest that Neo is nothing
other than "the One" foretold by the oracle, the reincarnation of the
first "enlightened one," or Buddha, who "had the ability to change
whatever he wanted, to remake the Matrix as he saw fit." Buddhist teaching
allows that those who have been enlightened are endowed with magical
powers, since they recognize the world as illusory and so can manipulate
it at will. Yet supernatural powers are incidental to the primary goal,
which is explained in the very first sermon spoken by the Buddha: "The
Noble Truth of the cessation of suffering is this: It is the complete
cessation of that very thirst, giving it up, renouncing it, emancipating
oneself from it, detaching oneself from it"(Dhammacakkappavattana-sutta.
Quoted in Rahula, 93.)
50. Buddhacarita 1:65. E. B. Cowell, trans.,
Buddhist Mahayana Texts, Sacred Books of the East, vol. 49
(Oxford: Oxford University Press, 1894).
51. See, for example, in the Dhammapada: "Of
death are all afraid. Having made oneself the example, one should neither
slay nor cause to slay" (Verse 129) (Dhammapada, trans. John Ross
Carter and Mahinda Palihawadana. New York: Oxford University Press, 1987),
p. 35.
52. The idea that violence as salvific is made
explicit by the writers. Whereas they could have chosen to present
the "deaths" of the Agents as of the same illusory quality as other
elements within the software program, instead, they choose to depict actual humans
really dying through the inhabitation of their
"bodies" by the Agents. This addition is completely unnecessary to the
overall plot line; indeed, the "violence" which takes place in the Hotel
could still be portrayed, with the reassuring belief that any "deaths"
which occur there are simply computer blips. The fact that the writers so
purposefully insist that actual human beings die (i.e. die also within the
power plant) while serving as involuntary "vessels" for the Agents
strongly argues for The Matrix’s direct association of violence
with the knowledge required for salvation.
53. See the article by Bryan P. Stone, "Religion and
Violence in Popular Film," JRF Vol. 3, no. 1.
54. When asked whether this irony was intentional,
the Wachowskis reply abruptly but enthusiastically "Yes!" (Wachowski
chat).
55. This is especially true in the "red pill / blue
pill" scene where Neo first meets Morpheus, and Neo is reflected
differently in each lens of Morpheus's glasses. The Wachowskis note that
one reflection represents Thomas Anderson, and one represents Neo
(Wachowski chat).
56. A viewer asked the pertinent question of the
Wachowskis: "Do you believe that our world is in some way similar to
The Matrix, that there is a larger world outside of this existence?"
They replied: "That is a larger question than you actually might think. We
think the most important sort of fiction attempts to answer some of the
big questions. One of the things that we had talked about when we first
had the idea of The Matrix was an idea that I believe philosophy
and religion and mathematics all try to answer. Which is, a reconciling
between a natural world and another world that is perceived by our
intellect" (Wachowski chat).
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